| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 440,594 | 8,834,000 | 24.88% | ||
| 2 | NWAM LLC | 322,439 | 6,465,000 | 18.21% | ||
| 3 | COHEN & STEERS, INC. | 256,438 | 5,142,000 | 14.48% | ||
| 4 | Invesco Ltd. | 237,090 | 4,754,000 | 13.39% | ||
| 5 | LPL Financial LLC | 147,988 | 2,967,000 | 8.36% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 107,364 | 2,153,000 | 6.06% | ||
| 7 | NATIONAL PLANNING CORP | 61,375 | 1,231,000 | 3.47% | ||
| 8 | MORGAN STANLEY | 38,045 | 763,000 | 2.15% | ||
| 9 | Capital Investment Advisors, LLC | 33,402 | 670,000 | 1.89% | ||
| 10 | UBS AG | 32,045 | 643,000 | 1.81% | ||
| 11 | WELLS FARGO & COMPANY/MN | 24,228 | 486,000 | 1.37% | ||
| 12 | MID CONTINENT CAPITAL LLC/IL | 17,000 | 341,000 | 0.96% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 12,850 | 258,000 | 0.73% | ||
| 14 | ROYAL BANK OF CANADA | 11,461 | 230,000 | 0.65% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 10,000 | 200,000 | 0.56% | ||
| 16 | AMERIPRISE FINANCIAL INC | 8,551 | 171,000 | 0.48% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,236 | 45,000 | 0.13% | ||
| 18 | First Horizon Advisors, Inc. | 2,300 | 43,000 | 0.12% | ||
| 19 | SRH ADVISORS, LLC | 2,000 | 40,000 | 0.11% | ||
| 20 | Hoxton Financial, Inc. | 1,000 | 20,000 | 0.06% | ||
| 21 | NEXT Financial Group, Inc | 1,000 | 19,000 | 0.05% | ||
| 22 | MSI Financial Services Inc | 705 | 14,000 | 0.04% | ||
| 23 | CITIGROUP INC | 489 | 10,000 | 0.03% | ||
| 24 | FIFTH THIRD BANCORP | 400 | 8,000 | 0.02% | ||
| 25 | 1919 Investment Counsel, LLC | 26 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
