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FLAHERTY CRUMRINE TOTAL RE
FLAHERTY CRUMRINE TOTAL RE. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 29 Institutional holders with a total value of $30,140,282.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 13 282 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 106 2,000 0.01%
3 NEXT Financial Group, Inc 340 7,000 0.02%
4 FIFTH THIRD BANCORP 400 9,000 0.03%
5 Creative Planning 655 14,000 0.05%
6 IFP ADVISORS, INC 700 15,000 0.05%
7 SRH ADVISORS, LLC 2,000 44,000 0.15%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,000 44,000 0.15%
9 WHITTIER TRUST CO 3,000 66,000 0.22%
10 ADVISOR GROUP, INC. 3,737 81,000 0.27%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,375 96,000 0.32%
12 MSI Financial Services Inc 5,339 116,000 0.38%
13 UBS Group AG 6,818 149,000 0.49%
14 SIT INVESTMENT ASSOCIATES INC 10,000 219,000 0.73%
15 RAYMOND JAMES & ASSOCIATES 13,493 296,000 0.98%
16 Bank of New York Mellon Corp 15,771 346,000 1.15%
17 Capital Investment Advisors, LLC 15,862 348,000 1.15%
18 IFC Holdings Incorporated/FL 20,718 453,000 1.50%
19 MORGAN STANLEY 31,197 684,000 2.27%
20 WELLS FARGO & COMPANY/MN 36,574 802,000 2.66%
21 ROYAL BANK OF CANADA 51,369 1,126,000 3.74%
22 GUGGENHEIM CAPITAL LLC 61,543 1,348,000 4.47%
23 AMERIPRISE FINANCIAL INC 62,996 1,380,000 4.58%
24 GENEOS WEALTH MANAGEMENT INC. 64,951 1,419,000 4.71%
25 COHEN & STEERS, INC. 108,384 2,375,000 7.88%
26 LPL Financial LLC 127,472 2,802,000 9.30%
27 Invesco Ltd. 152,863 3,350,000 11.11%
28 BANK OF AMERICA CORP /DE/ 272,843 5,978,000 19.83%
29 NWAM LLC 299,905 6,571,000 21.80%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.