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FIFTH STR SR FLOATNG RATE CO
FIFTH STR SR FLOATNG RATE CO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 20 Institutional holders with a total value of $27,208,995.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 551,582 7,738,000 28.44%
2 KEMPER Corp 390,000 5,472,000 20.11%
3 BARCLAYS PLC 257,146 3,600,000 13.23%
4 Yorktown Management & Research Co Inc 190,548 2,673,000 9.82%
5 DEUTSCHE BANK AG\ 174,268 2,444,000 8.98%
6 VANGUARD GROUP INC 114,132 1,601,000 5.88%
7 Kamunting Street Capital Management, L.P. 85,400 1,198,000 4.40%
8 MILLENNIUM MANAGEMENT LLC 66,172 928,000 3.41%
9 ROYAL BANK OF CANADA 37,300 523,000 1.92%
10 MARINER INVESTMENT GROUP LLC 20,500 288,000 1.06%
11 WELLS FARGO & COMPANY/MN 12,126 170,000 0.62%
12 WESTPORT RESOURCES MANAGEMENT INC 11,800 166,000 0.61%
13 UBS AG 10,900 153,000 0.56%
14 SALEM INVESTMENT COUNSELORS INC 10,000 140,000 0.51%
15 B. Riley Wealth Advisors, Inc. 7,056 98,995 0.36%
16 Ground Swell Capital, LLC 491 7,000 0.03%
17 Tower Research Capital LLC (TRC) 400 5,000 0.02%
18 US BANCORP \DE\ 200 3,000 0.01%
19 GLOBEFLEX CAPITAL L P 126 1,000 0.00%
20 CITIGROUP INC 30 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.