| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,388,482 | 14,759,000 | 12.56% | ||
| 2 | BB&T SECURITIES, LLC | 120,350 | 12,793,000 | 10.88% | ||
| 3 | MORGAN STANLEY | 1,057,347 | 11,239,000 | 9.56% | ||
| 4 | CREDIT SUISSE AG/ | 914,775 | 9,724,000 | 8.27% | ||
| 5 | Trishield Capital Management LLC | 717,343 | 7,625,000 | 6.49% | ||
| 6 | DEUTSCHE BANK AG\ | 715,433 | 7,604,000 | 6.47% | ||
| 7 | STEELHEAD PARTNERS LLC | 620,033 | 6,591,000 | 5.61% | ||
| 8 | Advisors Asset Management, Inc. | 558,798 | 5,940,000 | 5.05% | ||
| 9 | TAM Capital Management Inc. | 471,661 | 5,014,000 | 4.27% | ||
| 10 | MANGROVE PARTNERS IM, LLC | 401,285 | 4,266,000 | 3.63% | ||
| 11 | KEMPER Corp | 390,000 | 4,146,000 | 3.53% | ||
| 12 | PVG Asset Management | 351,574 | 3,737,238 | 3.18% | ||
| 13 | Yorktown Management & Research Co Inc | 330,000 | 3,508,000 | 2.98% | ||
| 14 | JPMORGAN CHASE & CO | 273,904 | 2,912,000 | 2.48% | ||
| 15 | BOSTON PROVIDENT, L.P. | 225,000 | 2,392,000 | 2.03% | ||
| 16 | Muzinich & Co., Inc. | 218,660 | 2,324,000 | 1.98% | ||
| 17 | ACG Wealth | 186,356 | 1,981,000 | 1.69% | ||
| 18 | Bulldog Investors, LLP | 145,129 | 1,543,000 | 1.31% | ||
| 19 | Private Wealth Partners, LLC | 104,800 | 1,114,000 | 0.95% | ||
| 20 | ROYAL BANK OF CANADA | 92,700 | 985,000 | 0.84% | ||
| 21 | GSA CAPITAL PARTNERS LLP | 79,168 | 842,000 | 0.72% | ||
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 71,432 | 759,000 | 0.65% | ||
| 23 | MILLENNIUM MANAGEMENT LLC | 51,560 | 548,000 | 0.47% | ||
| 24 | BRINKER CAPITAL INC | 50,073 | 532,000 | 0.45% | ||
| 25 | BLACKTHORN INVESTMENT GROUP LLC | 49,400 | 525,000 | 0.45% | ||
| 26 | GUGGENHEIM CAPITAL LLC | 42,024 | 447,000 | 0.38% | ||
| 27 | GOLDMAN SACHS GROUP INC | 40,495 | 430,000 | 0.37% | ||
| 28 | NORTHERN TRUST CORP | 28,500 | 303,000 | 0.26% | ||
| 29 | BARCLAYS PLC | 27,604 | 275,000 | 0.23% | ||
| 30 | B. Riley Wealth Management, Inc. | 23,900 | 254,000 | 0.22% | ||
| 31 | BESSEMER GROUP INC | 22,957 | 244,000 | 0.21% | ||
| 32 | PDT Partners, LLC | 22,360 | 238,000 | 0.20% | ||
| 33 | PORTLAND INVESTMENT COUNSEL INC. | 19,000 | 202,000 | 0.17% | SH | |
| 34 | STIFEL FINANCIAL CORP | 18,855 | 200,000 | 0.17% | ||
| 35 | Cowen Prime Services LLC | 17,000 | 181,000 | 0.15% | ||
| 36 | WELLS FARGO & COMPANY/MN | 14,455 | 154,000 | 0.13% | ||
| 37 | FOUNDERS FINANCIAL SECURITIES LLC | 14,418 | 153,000 | 0.13% | ||
| 38 | Dynamic Technology Lab Private Ltd | 14,002 | 149,000 | 0.13% | ||
| 39 | A.R.T. Advisors, LLC | 12,961 | 137,000 | 0.12% | ||
| 40 | Freestone Capital Holdings, LLC | 11,285 | 120,000 | 0.10% | ||
| 41 | Virtu KCG Holdings LLC | 11,308 | 120,000 | 0.10% | ||
| 42 | WESTPORT RESOURCES MANAGEMENT INC | 11,038 | 117,000 | 0.10% | ||
| 43 | Rotella Capital Management, Inc. | 10,600 | 113,000 | 0.10% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 10,000 | 106,000 | 0.09% | ||
| 45 | OPTIMUM INVESTMENT ADVISORS | 5,300 | 56,000 | 0.05% | ||
| 46 | SIGNATUREFD, LLC | 5,000 | 53,000 | 0.05% | ||
| 47 | Edge Wealth Management LLC | 3,300 | 35,000 | 0.03% | ||
| 48 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 21,260 | 0.02% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 11,000 | 0.01% | ||
| 50 | Regal Investment Advisors LLC | 950 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
