| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,691,619 | 14,497,000 | 16.54% | ||
| 2 | MORGAN STANLEY | 1,408,209 | 12,069,000 | 13.77% | ||
| 3 | ALPS ADVISORS INC | 1,000,439 | 8,573,000 | 9.78% | ||
| 4 | CREDIT SUISSE AG/ | 866,197 | 7,423,000 | 8.47% | ||
| 5 | UBS Group AG | 779,079 | 6,677,000 | 7.62% | ||
| 6 | Advisors Asset Management, Inc. | 772,151 | 6,617,000 | 7.55% | ||
| 7 | MANGROVE PARTNERS IM, LLC | 626,377 | 5,368,000 | 6.13% | ||
| 8 | TAM Capital Management Inc. | 547,223 | 4,690,000 | 5.35% | ||
| 9 | KEMPER Corp | 400,098 | 3,429,000 | 3.91% | ||
| 10 | DEUTSCHE BANK AG\ | 389,148 | 3,334,000 | 3.80% | ||
| 11 | JPMORGAN CHASE & CO | 360,745 | 3,092,000 | 3.53% | ||
| 12 | STEELHEAD PARTNERS LLC | 332,445 | 2,849,000 | 3.25% | ||
| 13 | Muzinich & Co., Inc. | 221,136 | 1,895,000 | 2.16% | ||
| 14 | ROYAL BANK OF CANADA | 90,450 | 775,000 | 0.88% | ||
| 15 | WELLS FARGO & COMPANY/MN | 82,318 | 705,000 | 0.80% | ||
| 16 | BB&T SECURITIES, LLC | 81,600 | 699,000 | 0.80% | ||
| 17 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 80,000 | 686,000 | 0.78% | ||
| 18 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 66,386 | 569,000 | 0.65% | ||
| 19 | GSA CAPITAL PARTNERS LLP | 62,987 | 540,000 | 0.62% | ||
| 20 | PORTLAND INVESTMENT COUNSEL INC. | 47,390 | 406,000 | 0.46% | SH | |
| 21 | MILLENNIUM MANAGEMENT LLC | 45,500 | 390,000 | 0.45% | ||
| 22 | CITADEL ADVISORS LLC | 43,261 | 371,000 | 0.42% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 38,429 | 329,000 | 0.38% | ||
| 24 | Janney Montgomery Scott LLC | 37,200 | 319,000 | 0.36% | ||
| 25 | STIFEL FINANCIAL CORP | 25,447 | 218,000 | 0.25% | ||
| 26 | BESSEMER GROUP INC | 22,957 | 197,000 | 0.22% | ||
| 27 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,800 | 135,000 | 0.15% | ||
| 28 | CITIGROUP INC | 14,678 | 126,000 | 0.14% | ||
| 29 | NORTHERN TRUST CORP | 13,569 | 116,000 | 0.13% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 11,579 | 99,000 | 0.11% | ||
| 31 | Virtu KCG Holdings LLC | 10,987 | 94,000 | 0.11% | ||
| 32 | Capital Investment Advisors, LLC | 10,000 | 86,000 | 0.10% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 10,000 | 86,000 | 0.10% | ||
| 34 | Creative Planning | 7,659 | 66,000 | 0.08% | ||
| 35 | WESTPORT RESOURCES MANAGEMENT INC | 6,300 | 54,000 | 0.06% | ||
| 36 | Tower Research Capital LLC (TRC) | 2,382 | 20,000 | 0.02% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 17,000 | 0.02% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 505 | 4,000 | 0.00% | ||
| 39 | Hudock, Inc. | 465 | 3,000 | 0.00% | ||
| 40 | PENSERRA CAPITAL MANAGEMENT LLC | 320 | 3,000 | 0.00% | ||
| 41 | US BANCORP \DE\ | 200 | 2,000 | 0.00% | ||
| 42 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 145 | 1,000 | 0.00% | ||
| 43 | WESPAC ADVISORS SOCAL, LLC | 200 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
