| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,618,615 | 12,884,000 | 17.74% | ||
| 2 | MORGAN STANLEY | 1,231,913 | 9,805,000 | 13.50% | ||
| 3 | MANGROVE PARTNERS IM, LLC | 1,013,753 | 8,069,000 | 11.11% | ||
| 4 | WELLS FARGO & COMPANY/MN | 947,161 | 7,539,000 | 10.38% | ||
| 5 | Advisors Asset Management, Inc. | 772,013 | 6,145,000 | 8.46% | ||
| 6 | UBS Group AG | 589,289 | 4,691,000 | 6.46% | ||
| 7 | DEUTSCHE BANK AG\ | 482,482 | 3,840,000 | 5.29% | ||
| 8 | ARES MANAGEMENT LLC | 404,270 | 3,217,000 | 4.43% | ||
| 9 | KEMPER Corp | 400,098 | 3,185,000 | 4.39% | ||
| 10 | JPMORGAN CHASE & CO | 342,971 | 2,730,000 | 3.76% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 255,986 | 2,038,000 | 2.81% | ||
| 12 | Muzinich & Co., Inc. | 221,136 | 1,760,000 | 2.42% | ||
| 13 | NUVEEN ASSET MANAGEMENT INC. | 116,799 | 930,000 | 1.28% | ||
| 14 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 80,000 | 637,000 | 0.88% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 75,435 | 600,000 | 0.83% | ||
| 16 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 70,232 | 559,000 | 0.77% | ||
| 17 | BB&T SECURITIES, LLC | 60,600 | 482,000 | 0.66% | ||
| 18 | MILLENNIUM MANAGEMENT LLC | 53,900 | 429,000 | 0.59% | ||
| 19 | GSA CAPITAL PARTNERS LLP | 47,537 | 378,000 | 0.52% | ||
| 20 | PORTLAND INVESTMENT COUNSEL INC. | 47,390 | 377,000 | 0.52% | SH | |
| 21 | Janney Montgomery Scott LLC | 37,200 | 319,000 | 0.44% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 33,974 | 270,000 | 0.37% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 23,842 | 190,000 | 0.26% | ||
| 24 | BESSEMER GROUP INC | 22,957 | 183,000 | 0.25% | ||
| 25 | STIFEL FINANCIAL CORP | 19,255 | 153,000 | 0.21% | ||
| 26 | SUMMIT SECURITIES GROUP LLC | 16,742 | 133,000 | 0.18% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 14,400 | 115,000 | 0.16% | ||
| 28 | GOLDMAN SACHS GROUP INC | 14,333 | 114,000 | 0.16% | ||
| 29 | CITIGROUP INC | 13,917 | 111,000 | 0.15% | ||
| 30 | NORTHERN TRUST CORP | 13,003 | 104,000 | 0.14% | ||
| 31 | Virtu KCG Holdings LLC | 13,009 | 104,000 | 0.14% | ||
| 32 | CITADEL ADVISORS LLC | 12,881 | 103,000 | 0.14% | ||
| 33 | PDT Partners, LLC | 12,400 | 99,000 | 0.14% | ||
| 34 | TFS CAPITAL LLC | 10,172 | 81,000 | 0.11% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 10,000 | 80,000 | 0.11% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,916 | 71,000 | 0.10% | ||
| 37 | Tower Research Capital LLC (TRC) | 4,464 | 35,000 | 0.05% | ||
| 38 | IFP ADVISORS, INC | 4,000 | 32,000 | 0.04% | ||
| 39 | ADVISOR GROUP, INC. | 2,000 | 15,000 | 0.02% | ||
| 40 | PRELUDE CAPITAL MANAGEMENT, LLC | 1,300 | 10,000 | 0.01% | ||
| 41 | ROYAL BANK OF CANADA | 1,000 | 8,000 | 0.01% | ||
| 42 | Hudock, Inc. | 493 | 3,000 | 0.00% | ||
| 43 | US BANCORP \DE\ | 200 | 2,000 | 0.00% | ||
| 44 | PENSERRA CAPITAL MANAGEMENT LLC | 280 | 2,000 | 0.00% | ||
| 45 | WESPAC ADVISORS SOCAL, LLC | 200 | 1,592 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
