| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WESPAC ADVISORS SOCAL, LLC | 200 | 1,586 | 0.00% | ||
| 2 | US BANCORP \DE\ | 200 | 2,000 | 0.00% | ||
| 3 | PENSERRA CAPITAL MANAGEMENT LLC | 280 | 2,000 | 0.00% | ||
| 4 | Hudock, Inc. | 479 | 3,000 | 0.00% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 8,000 | 0.01% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 16,000 | 0.02% | ||
| 7 | IFP ADVISORS, INC | 4,000 | 32,000 | 0.05% | ||
| 8 | ROYAL BANK OF CANADA | 4,700 | 37,000 | 0.06% | ||
| 9 | WESTPORT RESOURCES MANAGEMENT INC | 5,000 | 40,000 | 0.06% | ||
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 10,000 | 79,000 | 0.12% | ||
| 11 | Capital Investment Advisors, LLC | 10,000 | 79,000 | 0.12% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 10,293 | 82,000 | 0.13% | ||
| 13 | NORTHERN TRUST CORP | 12,313 | 98,000 | 0.15% | ||
| 14 | GOLDMAN SACHS GROUP INC | 12,368 | 98,000 | 0.15% | ||
| 15 | CITIGROUP INC | 13,555 | 107,000 | 0.16% | ||
| 16 | CREDIT SUISSE AG/ | 17,609 | 140,000 | 0.21% | ||
| 17 | CITADEL ADVISORS LLC | 22,373 | 177,000 | 0.27% | ||
| 18 | BESSEMER GROUP INC | 22,957 | 182,000 | 0.28% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 35,230 | 279,000 | 0.43% | ||
| 20 | STIFEL FINANCIAL CORP | 35,255 | 280,000 | 0.43% | ||
| 21 | TFS CAPITAL LLC | 36,131 | 287,000 | 0.44% | ||
| 22 | Janney Montgomery Scott LLC | 36,534 | 290,000 | 0.44% | ||
| 23 | PORTLAND INVESTMENT COUNSEL INC. | 47,390 | 376,000 | 0.58% | SH | |
| 24 | BB&T SECURITIES, LLC | 65,600 | 520,000 | 0.80% | ||
| 25 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 80,000 | 634,000 | 0.97% | ||
| 26 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 80,215 | 636,000 | 0.97% | ||
| 27 | MILLENNIUM MANAGEMENT LLC | 84,733 | 672,000 | 1.03% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 94,690 | 751,000 | 1.15% | ||
| 29 | GSA CAPITAL PARTNERS LLP | 99,237 | 787,000 | 1.20% | ||
| 30 | MARINER INVESTMENT GROUP LLC | 152,979 | 1,213,000 | 1.86% | ||
| 31 | WELLS FARGO & COMPANY/MN | 219,103 | 1,738,000 | 2.66% | ||
| 32 | Muzinich & Co., Inc. | 221,136 | 1,754,000 | 2.68% | ||
| 33 | JPMORGAN CHASE & CO | 379,007 | 3,005,000 | 4.60% | ||
| 34 | KEMPER Corp | 400,098 | 3,173,000 | 4.85% | ||
| 35 | DEUTSCHE BANK AG\ | 465,537 | 3,691,000 | 5.64% | ||
| 36 | UBS Group AG | 669,233 | 5,307,000 | 8.12% | ||
| 37 | Advisors Asset Management, Inc. | 737,358 | 5,847,000 | 8.94% | ||
| 38 | MANGROVE PARTNERS IM, LLC | 1,013,753 | 8,039,000 | 12.29% | ||
| 39 | MORGAN STANLEY | 1,376,364 | 10,914,000 | 16.69% | ||
| 40 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,766,820 | 14,011,000 | 21.43% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
