| 1 |
UBS AG |
422,445 |
5,285,000 |
24.23% |
|
|
| 2 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
283,147 |
3,542,000 |
16.24% |
|
|
| 3 |
Harvest Capital Strategies LLC |
168,412 |
2,107,000 |
9.66% |
|
|
| 4 |
Janney Montgomery Scott LLC |
156,474 |
1,957,490 |
8.97% |
|
|
| 5 |
CORSAIR CAPITAL MANAGEMENT, L.P. |
135,775 |
1,699,000 |
7.79% |
|
|
| 6 |
Catalyst Capital Advisors LLC |
117,500 |
1,470,000 |
6.74% |
|
|
| 7 |
Pine River Capital Management L.P. |
106,798 |
1,336,000 |
6.13% |
|
|
| 8 |
Private Wealth Partners, LLC |
73,550 |
920,000 |
4.22% |
|
|
| 9 |
ROYAL BANK OF CANADA |
73,049 |
914,000 |
4.19% |
|
|
| 10 |
OPPENHEIMER & CO INC |
52,864 |
661,000 |
3.03% |
|
|
| 11 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
46,531 |
582,000 |
2.67% |
|
|
| 12 |
BlackRock Fund Advisors |
31,341 |
392,000 |
1.80% |
|
|
| 13 |
Allen Investment Management, LLC |
26,577 |
332,000 |
1.52% |
|
|
| 14 |
WESTPORT RESOURCES MANAGEMENT INC |
21,200 |
265,000 |
1.22% |
|
|
| 15 |
Yorktown Management & Research Co Inc |
10,800 |
135,000 |
0.62% |
|
|
| 16 |
MORGAN STANLEY |
6,431 |
80,000 |
0.37% |
|
|
| 17 |
BARCLAYS PLC |
6,500 |
78,000 |
0.36% |
|
|
| 18 |
US BANCORP \DE\ |
2,350 |
29,000 |
0.13% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
971 |
12,000 |
0.06% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
800 |
10,000 |
0.05% |
|
|
| 21 |
BNP PARIBAS FINANCIAL MARKETS |
335 |
4,124 |
0.02% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
