| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 492,550 | 5,945,000 | 27.14% | ||
| 2 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 335,904 | 4,054,000 | 18.50% | ||
| 3 | Advisors Asset Management, Inc. | 258,009 | 3,114,000 | 14.21% | ||
| 4 | Harvest Capital Strategies LLC | 178,336 | 2,153,000 | 9.83% | ||
| 5 | Janney Montgomery Scott LLC | 153,701 | 1,855,171 | 8.47% | ||
| 6 | CORSAIR CAPITAL MANAGEMENT, L.P. | 107,335 | 1,296,000 | 5.92% | ||
| 7 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 101,208 | 1,222,000 | 5.58% | ||
| 8 | Private Wealth Partners, LLC | 70,400 | 850,000 | 3.88% | ||
| 9 | ROYAL BANK OF CANADA | 34,616 | 418,000 | 1.91% | ||
| 10 | WESTPORT RESOURCES MANAGEMENT INC | 30,287 | 366,000 | 1.67% | ||
| 11 | MORGAN STANLEY | 13,136 | 159,000 | 0.73% | ||
| 12 | OPPENHEIMER & CO INC | 10,870 | 131,000 | 0.60% | ||
| 13 | Yorktown Management & Research Co Inc | 10,800 | 130,000 | 0.59% | ||
| 14 | Invesco Ltd. | 6,980 | 84,000 | 0.38% | ||
| 15 | BARCLAYS PLC | 3,850 | 46,000 | 0.21% | ||
| 16 | DEUTSCHE BANK AG\ | 3,758 | 45,000 | 0.21% | ||
| 17 | US BANCORP \DE\ | 2,350 | 28,000 | 0.13% | ||
| 18 | Ground Swell Capital, LLC | 632 | 8,000 | 0.04% | ||
| 19 | Tower Research Capital LLC (TRC) | 380 | 4,000 | 0.02% | ||
| 20 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
