| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 502,555 | 5,146,000 | 34.75% | ||
| 2 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 328,574 | 3,365,000 | 22.72% | ||
| 3 | UBS Group AG | 194,437 | 1,991,000 | 13.44% | ||
| 4 | Janney Montgomery Scott LLC | 103,153 | 1,056,000 | 7.13% | ||
| 5 | CORSAIR CAPITAL MANAGEMENT, L.P. | 84,155 | 862,000 | 5.82% | ||
| 6 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 68,408 | 701,000 | 4.73% | ||
| 7 | DIALECTIC CAPITAL MANAGEMENT, LP | 66,400 | 680,000 | 4.59% | ||
| 8 | ROYAL BANK OF CANADA | 51,037 | 523,000 | 3.53% | ||
| 9 | MORGAN STANLEY | 15,310 | 157,000 | 1.06% | ||
| 10 | WELLS FARGO & COMPANY/MN | 14,951 | 153,000 | 1.03% | ||
| 11 | CITIGROUP INC | 4,308 | 44,000 | 0.30% | ||
| 12 | DEUTSCHE BANK AG\ | 3,758 | 38,000 | 0.26% | ||
| 13 | Tower Research Capital LLC (TRC) | 2,941 | 30,000 | 0.20% | ||
| 14 | US BANCORP \DE\ | 2,350 | 24,000 | 0.16% | ||
| 15 | NEXT Financial Group, Inc | 1,300 | 13,000 | 0.09% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 820 | 8,000 | 0.05% | ||
| 17 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 700 | 7,000 | 0.05% | ||
| 18 | Walleye Trading LLC | 600 | 6,000 | 0.04% | ||
| 19 | Hurley Capital, LLC | 500 | 5,460 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
