| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 524,176 | 6,175,000 | 25.22% | ||
| 2 | Advisors Asset Management, Inc. | 402,947 | 4,747,000 | 19.39% | ||
| 3 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 340,907 | 4,016,000 | 16.41% | ||
| 4 | Harvest Capital Strategies LLC | 246,691 | 2,906,000 | 11.87% | ||
| 5 | Janney Montgomery Scott LLC | 137,951 | 1,625,063 | 6.64% | ||
| 6 | CORSAIR CAPITAL MANAGEMENT, L.P. | 92,913 | 1,095,000 | 4.47% | ||
| 7 | ROYAL BANK OF CANADA | 72,741 | 857,000 | 3.50% | ||
| 8 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 68,708 | 809,000 | 3.30% | ||
| 9 | Private Wealth Partners, LLC | 63,200 | 744,000 | 3.04% | ||
| 10 | ASPIRIANT, LLC | 50,000 | 589,000 | 2.41% | ||
| 11 | Virtu KCG Holdings LLC | 31,576 | 372,000 | 1.52% | ||
| 12 | WESTPORT RESOURCES MANAGEMENT INC | 27,135 | 320,000 | 1.31% | ||
| 13 | MORGAN STANLEY | 6,213 | 73,000 | 0.30% | ||
| 14 | Invesco Ltd. | 6,051 | 71,000 | 0.29% | ||
| 15 | DEUTSCHE BANK AG\ | 3,758 | 44,000 | 0.18% | ||
| 16 | US BANCORP \DE\ | 2,350 | 28,000 | 0.11% | ||
| 17 | Tower Research Capital LLC (TRC) | 481 | 6,000 | 0.02% | ||
| 18 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 221 | 3,000 | 0.01% | ||
| 19 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
