| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 489,699 | 5,876,000 | 24.71% | ||
| 2 | UBS Group AG | 464,419 | 5,573,000 | 23.44% | ||
| 3 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 321,179 | 3,854,000 | 16.21% | ||
| 4 | Harvest Capital Strategies LLC | 257,223 | 3,087,000 | 12.98% | ||
| 5 | Janney Montgomery Scott LLC | 109,653 | 1,315,836 | 5.53% | ||
| 6 | CORSAIR CAPITAL MANAGEMENT, L.P. | 88,649 | 1,064,000 | 4.47% | ||
| 7 | ROYAL BANK OF CANADA | 84,413 | 1,013,000 | 4.26% | ||
| 8 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 68,408 | 821,000 | 3.45% | ||
| 9 | DIALECTIC CAPITAL MANAGEMENT, LP | 50,000 | 600,000 | 2.52% | ||
| 10 | WELLS FARGO & COMPANY/MN | 13,952 | 167,000 | 0.70% | ||
| 11 | MORGAN STANLEY | 13,713 | 165,000 | 0.69% | ||
| 12 | WESTPORT RESOURCES MANAGEMENT INC | 6,862 | 82,000 | 0.34% | ||
| 13 | CITIGROUP INC | 4,648 | 56,000 | 0.24% | ||
| 14 | DEUTSCHE BANK AG\ | 3,758 | 45,000 | 0.19% | ||
| 15 | US BANCORP \DE\ | 2,350 | 28,000 | 0.12% | ||
| 16 | NEXT Financial Group, Inc | 1,300 | 15,000 | 0.06% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 820 | 9,840 | 0.04% | ||
| 18 | Tower Research Capital LLC (TRC) | 500 | 6,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
