| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 518,506 | 6,741,000 | 29.99% | ||
| 2 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 329,987 | 4,290,000 | 19.09% | ||
| 3 | Harvest Capital Strategies LLC | 202,531 | 2,633,000 | 11.71% | ||
| 4 | Janney Montgomery Scott LLC | 159,674 | 2,075,762 | 9.24% | ||
| 5 | CORSAIR CAPITAL MANAGEMENT, L.P. | 112,876 | 1,467,000 | 6.53% | ||
| 6 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 111,815 | 1,454,000 | 6.47% | ||
| 7 | Private Wealth Partners, LLC | 77,150 | 1,003,000 | 4.46% | ||
| 8 | Advisors Asset Management, Inc. | 74,395 | 967,000 | 4.30% | ||
| 9 | ROYAL BANK OF CANADA | 64,534 | 839,000 | 3.73% | ||
| 10 | WESTPORT RESOURCES MANAGEMENT INC | 29,842 | 388,000 | 1.73% | ||
| 11 | OPPENHEIMER & CO INC | 14,770 | 192,000 | 0.85% | ||
| 12 | Yorktown Management & Research Co Inc | 10,800 | 140,000 | 0.62% | ||
| 13 | MORGAN STANLEY | 9,229 | 120,000 | 0.53% | ||
| 14 | BARCLAYS PLC | 5,500 | 72,000 | 0.32% | ||
| 15 | DEUTSCHE BANK AG\ | 3,758 | 48,000 | 0.21% | ||
| 16 | US BANCORP \DE\ | 2,350 | 31,000 | 0.14% | ||
| 17 | Tower Research Capital LLC (TRC) | 813 | 11,000 | 0.05% | ||
| 18 | BNP PARIBAS FINANCIAL MARKETS | 335 | 4,355 | 0.02% | ||
| 19 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
