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SOPHIRIS BIO INC
SOPHIRIS BIO INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 23 Institutional holders with a total value of $27,342,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 1,614,228 5,376,000 19.66%
2 GREAT POINT PARTNERS LLC 1,500,000 4,995,000 18.27%
3 FMR LLC 1,431,268 4,766,000 17.43%
4 Artal Group S.A. 1,000,000 3,330,000 12.18%
5 FIRST MANHATTAN CO. LLC. 751,842 2,503,000 9.15%
6 BVF INC/IL 600,000 1,998,000 7.31%
7 FRANKLIN RESOURCES INC 500,000 1,665,000 6.09%
8 Palo Alto Investors LP 292,900 975,000 3.57%
9 First Eagle Investment Management, LLC 250,000 833,000 3.05%
10 SOPHROSYNE CAPITAL LLC 93,900 314,000 1.15%
11 DEUTSCHE BANK AG\ 73,861 245,000 0.90%
12 TD ASSET MANAGEMENT INC 58,850 196,000 0.72%
13 STIFEL FINANCIAL CORP 14,825 49,000 0.18%
14 Bank of New York Mellon Corp 12,500 42,000 0.15%
15 Baldwin Investment Management, LLC 10,500 35,000 0.13% SH
16 Tower Research Capital LLC (TRC) 1,968 7,000 0.03%
17 BANK OF MONTREAL /CAN/ 1,632 6,000 0.02%
18 CITIGROUP INC 588 2,000 0.01%
19 ROYAL BANK OF CANADA 738 2,000 0.01%
20 UBS AG 312 1,000 0.00%
21 ALLIANCEBERNSTEIN L.P. 383 1,000 0.00%
22 MORGAN STANLEY 227 1,000 0.00%
23 BANK OF AMERICA CORP /DE/ 38 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.