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SOPHIRIS BIO INC
SOPHIRIS BIO INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 21 Institutional holders with a total value of $18,205,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 1,609,928 4,718,000 25.92%
2 GREAT POINT PARTNERS LLC 1,585,500 4,646,000 25.52%
3 Artal Group S.A. 1,000,000 2,930,000 16.09%
4 BVF INC/IL 600,000 1,758,000 9.66%
5 Gruss Capital Management LP 364,215 1,067,000 5.86%
6 FIRST MANHATTAN CO. LLC. 353,686 1,036,000 5.69%
7 Palo Alto Investors LP 292,900 858,000 4.71%
8 First Eagle Investment Management, LLC 250,000 733,000 4.03%
9 DEUTSCHE BANK AG\ 73,861 216,000 1.19%
10 TD ASSET MANAGEMENT INC 58,850 172,000 0.94%
11 Bank of New York Mellon Corp 14,500 42,000 0.23%
12 BlackRock Investment Management, LLC 2,452 7,000 0.04%
13 UBS AG 2,128 6,000 0.03%
14 BANK OF MONTREAL /CAN/ 1,632 5,000 0.03%
15 WELLS FARGO & COMPANY/MN 1,800 5,000 0.03%
16 CITIGROUP INC 1,031 3,000 0.02%
17 ROYAL BANK OF CANADA 834 2,000 0.01%
18 Tower Research Capital LLC (TRC) 501 1,000 0.01%
19 MORGAN STANLEY 28 0 0.00%
20 BARCLAYS PLC 125 0 0.00%
21 BANK OF AMERICA CORP /DE/ 38 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.