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SOPHIRIS BIO INC
SOPHIRIS BIO INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 14 Institutional holders with a total value of $739,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gruss Capital Management LP 538,000 457,000 61.84%
2 Palo Alto Investors LP 191,600 163,000 22.06%
3 MORGAN STANLEY 53,635 46,000 6.22%
4 VANGUARD GROUP INC 41,179 35,000 4.74%
5 Bank of New York Mellon Corp 17,500 15,000 2.03%
6 AMERICAN INTERNATIONAL GROUP, INC. 11,050 9,000 1.22%
7 ROYAL BANK OF CANADA 9,852 8,000 1.08%
8 WELLS FARGO & COMPANY/MN 1,800 2,000 0.27%
9 CITIGROUP INC 1,053 1,000 0.14%
10 Creative Planning 961 1,000 0.14%
11 BANK OF MONTREAL /CAN/ 1,632 1,000 0.14%
12 BANK OF AMERICA CORP /DE/ 1,038 1,000 0.14%
13 REILLY FINANCIAL ADVISORS, LLC 28 0 0.00%
14 Tower Research Capital LLC (TRC) 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.