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SOPHIRIS BIO INC
SOPHIRIS BIO INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 18 Institutional holders with a total value of $14,276,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 1,613,328 3,614,000 25.32%
2 GREAT POINT PARTNERS LLC 1,585,500 3,551,000 24.87%
3 Artal Group S.A. 1,000,000 2,240,000 15.69%
4 FIRST MANHATTAN CO. LLC. 605,142 1,355,000 9.49%
5 BVF INC/IL 600,000 1,344,000 9.41%
6 Palo Alto Investors LP 292,900 656,000 4.60%
7 First Eagle Investment Management, LLC 250,000 560,000 3.92%
8 FRANKLIN RESOURCES INC 184,100 412,000 2.89%
9 SOPHROSYNE CAPITAL LLC 93,900 211,000 1.48%
10 DEUTSCHE BANK AG\ 73,861 165,000 1.16%
11 TD ASSET MANAGEMENT INC 58,850 132,000 0.92%
12 Bank of New York Mellon Corp 12,500 28,000 0.20%
13 BlackRock Investment Management, LLC 1,503 3,000 0.02%
14 BANK OF MONTREAL /CAN/ 1,632 3,000 0.02%
15 ROYAL BANK OF CANADA 738 2,000 0.01%
16 MORGAN STANLEY 227 0 0.00%
17 BANK OF AMERICA CORP /DE/ 38 0 0.00%
18 Tower Research Capital LLC (TRC) 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.