| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 146,432 | 2,118,000 | 19.92% | ||
| 2 | Advisors Asset Management, Inc. | 86,944 | 1,257,000 | 11.82% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 82,061 | 1,187,000 | 11.16% | ||
| 4 | Investors Capital Advisory Services | 70,078 | 1,013,000 | 9.53% | ||
| 5 | Invesco Ltd. | 63,645 | 920,000 | 8.65% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 36,689 | 531,000 | 4.99% | ||
| 7 | UBS AG | 34,910 | 505,000 | 4.75% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 34,537 | 499,000 | 4.69% | ||
| 9 | LPL Financial LLC | 33,258 | 481,000 | 4.52% | ||
| 10 | WELLS FARGO & COMPANY/MN | 31,258 | 452,000 | 4.25% | ||
| 11 | GOODWIN DANIEL L | 26,387 | 382,000 | 3.59% | ||
| 12 | ROYAL BANK OF CANADA | 23,212 | 336,000 | 3.16% | ||
| 13 | Tradewinds Capital Management, LLC | 21,400 | 309,000 | 2.91% | ||
| 14 | First Allied Advisory Services, Inc. | 15,761 | 229,000 | 2.15% | ||
| 15 | ProVise Management Group, LLC | 10,350 | 149,000 | 1.40% | ||
| 16 | MORGAN STANLEY | 9,299 | 134,000 | 1.26% | ||
| 17 | VAN ECK ASSOCIATES CORP | 6,779 | 98,000 | 0.92% | ||
| 18 | CITIGROUP INC | 1,355 | 20,000 | 0.19% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 725 | 10,000 | 0.09% | ||
| 20 | NORTHERN TRUST CORP | 11,065 | 2,000 | 0.02% | ||
| 21 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
