| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 238,839 | 3,974,000 | 22.13% | ||
| 2 | Affiance Financial, LLC | 216,316 | 3,599,000 | 20.04% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 117,503 | 1,955,000 | 10.89% | ||
| 4 | UBS Group AG | 94,095 | 1,566,000 | 8.72% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 50,155 | 835,000 | 4.65% | ||
| 6 | ProVise Management Group, LLC | 46,325 | 771,000 | 4.29% | ||
| 7 | WELLS FARGO & COMPANY/MN | 38,991 | 649,000 | 3.61% | ||
| 8 | MORGAN STANLEY | 31,797 | 529,000 | 2.95% | ||
| 9 | iAB Financial Bank | 31,448 | 523,000 | 2.91% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 30,122 | 501,000 | 2.79% | ||
| 11 | VAN ECK ASSOCIATES CORP | 26,118 | 435,000 | 2.42% | ||
| 12 | First Allied Advisory Services, Inc. | 20,159 | 335,000 | 1.87% | ||
| 13 | Virtu KCG Holdings LLC | 18,909 | 315,000 | 1.75% | ||
| 14 | GOODWIN DANIEL L | 18,387 | 306,000 | 1.70% | ||
| 15 | LPL Financial LLC | 17,363 | 285,000 | 1.59% | ||
| 16 | ADVISOR GROUP, INC. | 14,925 | 249,000 | 1.39% | ||
| 17 | Stratos Wealth Partners, LTD. | 14,000 | 233,000 | 1.30% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 13,035 | 217,000 | 1.21% | ||
| 19 | AMERIPRISE FINANCIAL INC | 11,000 | 183,000 | 1.02% | ||
| 20 | ROYAL BANK OF CANADA | 8,051 | 134,000 | 0.75% | ||
| 21 | IFP ADVISORS, INC | 8,046 | 134,000 | 0.75% | ||
| 22 | Creative Planning | 5,297 | 88,000 | 0.49% | ||
| 23 | CENTRAL TRUST Co | 4,600 | 77,000 | 0.43% | ||
| 24 | JNBA Financial Advisors | 1,350 | 22,000 | 0.12% | ||
| 25 | SIGNATUREFD, LLC | 1,350 | 22,000 | 0.12% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 725 | 12,000 | 0.07% | ||
| 27 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 200 | 3,000 | 0.02% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 3,000 | 0.02% | ||
| 29 | NORTHERN TRUST CORP | 11,065 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
