| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 125,904 | 1,884,000 | 19.42% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 84,857 | 1,270,000 | 13.09% | ||
| 3 | UBS AG | 70,599 | 1,057,000 | 10.89% | ||
| 4 | Investors Capital Advisory Services | 65,324 | 977,000 | 10.07% | ||
| 5 | Invesco Ltd. | 58,226 | 872,000 | 8.99% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 34,183 | 512,000 | 5.28% | ||
| 7 | LPL Financial LLC | 31,423 | 472,000 | 4.86% | ||
| 8 | WELLS FARGO & COMPANY/MN | 30,595 | 458,000 | 4.72% | ||
| 9 | ProVise Management Group, LLC | 29,900 | 448,000 | 4.62% | ||
| 10 | GOODWIN DANIEL L | 26,387 | 395,000 | 4.07% | ||
| 11 | ROYAL BANK OF CANADA | 23,212 | 347,000 | 3.58% | ||
| 12 | Tradewinds Capital Management, LLC | 23,095 | 346,000 | 3.57% | ||
| 13 | First Allied Advisory Services, Inc. | 15,259 | 227,000 | 2.34% | ||
| 14 | MORGAN STANLEY | 12,806 | 192,000 | 1.98% | ||
| 15 | VAN ECK ASSOCIATES CORP | 8,567 | 128,000 | 1.32% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 3,000 | 44,910 | 0.46% | ||
| 17 | NEW ENGLAND SECURITIES CORP /MA/ | 2,372 | 36,000 | 0.37% | ||
| 18 | SIGNATUREFD, LLC | 1,350 | 20,000 | 0.21% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 725 | 11,000 | 0.11% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 3,000 | 0.03% | ||
| 21 | NORTHERN TRUST CORP | 11,065 | 2,000 | 0.02% | ||
| 22 | CITIGROUP INC | 76 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
