| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Affiance Financial, LLC | 180,966 | 2,790,000 | 23.81% | ||
| 2 | UBS Group AG | 88,333 | 1,362,000 | 11.62% | ||
| 3 | Investors Capital Advisory Services | 70,224 | 1,082,000 | 9.23% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 69,904 | 1,078,000 | 9.20% | ||
| 5 | ProVise Management Group, LLC | 40,325 | 622,000 | 5.31% | ||
| 6 | Invesco Ltd. | 36,064 | 556,000 | 4.74% | ||
| 7 | Liberty Street Advisors, Inc. | 33,071 | 510,000 | 4.35% | ||
| 8 | LPL Financial LLC | 30,846 | 476,000 | 4.06% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 30,403 | 469,000 | 4.00% | ||
| 10 | WELLS FARGO & COMPANY/MN | 30,128 | 465,000 | 3.97% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 29,726 | 458,000 | 3.91% | ||
| 12 | GOODWIN DANIEL L | 26,387 | 406,000 | 3.46% | ||
| 13 | Tradewinds Capital Management, LLC | 23,095 | 356,000 | 3.04% | ||
| 14 | MORGAN STANLEY | 22,849 | 352,000 | 3.00% | ||
| 15 | First Allied Advisory Services, Inc. | 14,442 | 222,000 | 1.89% | ||
| 16 | ROYAL BANK OF CANADA | 10,829 | 167,000 | 1.43% | ||
| 17 | VAN ECK ASSOCIATES CORP | 10,601 | 163,000 | 1.39% | ||
| 18 | CENTRAL TRUST Co | 4,600 | 71,000 | 0.61% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 3,000 | 46,260 | 0.39% | ||
| 20 | Creative Planning | 1,797 | 28,000 | 0.24% | ||
| 21 | SIGNATUREFD, LLC | 1,350 | 21,000 | 0.18% | ||
| 22 | BENJAMIN F. EDWARDS & COMPANY, INC. | 725 | 11,000 | 0.09% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 400 | 6,000 | 0.05% | ||
| 24 | NORTHERN TRUST CORP | 11,065 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
