| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Affiance Financial, LLC | 243,382 | 3,636,000 | 23.09% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 178,633 | 2,669,000 | 16.95% | ||
| 3 | UBS Group AG | 80,656 | 1,205,000 | 7.65% | ||
| 4 | Samson Capital Advisors LLC | 66,379 | 992,000 | 6.30% | ||
| 5 | Investors Capital Advisory Services | 66,376 | 991,000 | 6.29% | ||
| 6 | MORGAN STANLEY | 62,198 | 930,000 | 5.91% | ||
| 7 | Liberty Street Advisors, Inc. | 46,643 | 697,000 | 4.43% | ||
| 8 | ProVise Management Group, LLC | 42,475 | 634,000 | 4.03% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 34,337 | 513,000 | 3.26% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 33,187 | 496,000 | 3.15% | ||
| 11 | LPL Financial LLC | 29,707 | 444,000 | 2.82% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 29,570 | 442,000 | 2.81% | ||
| 13 | WELLS FARGO & COMPANY/MN | 27,127 | 405,000 | 2.57% | ||
| 14 | GOODWIN DANIEL L | 26,387 | 395,000 | 2.51% | ||
| 15 | Tradewinds Capital Management, LLC | 23,095 | 345,000 | 2.19% | ||
| 16 | First Allied Advisory Services, Inc. | 17,768 | 266,000 | 1.69% | ||
| 17 | VAN ECK ASSOCIATES CORP | 15,415 | 230,000 | 1.46% | ||
| 18 | Invesco Ltd. | 10,214 | 153,000 | 0.97% | ||
| 19 | ROYAL BANK OF CANADA | 8,112 | 121,000 | 0.77% | ||
| 20 | CENTRAL TRUST Co | 4,600 | 69,000 | 0.44% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 3,000 | 45,000 | 0.29% | ||
| 22 | Creative Planning | 1,797 | 27,000 | 0.17% | ||
| 23 | SIGNATUREFD, LLC | 1,350 | 20,000 | 0.13% | ||
| 24 | BENJAMIN F. EDWARDS & COMPANY, INC. | 725 | 11,000 | 0.07% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 400 | 6,000 | 0.04% | ||
| 26 | CITIGROUP INC | 362 | 5,000 | 0.03% | ||
| 27 | NORTHERN TRUST CORP | 11,465 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
