| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 138,288 | 2,104,000 | 19.31% | ||
| 2 | Advisors Asset Management, Inc. | 79,562 | 1,211,000 | 11.11% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 79,441 | 1,209,000 | 11.09% | ||
| 4 | Investors Capital Advisory Services | 72,123 | 1,097,000 | 10.07% | ||
| 5 | Invesco Ltd. | 59,881 | 911,000 | 8.36% | ||
| 6 | UBS AG | 36,205 | 552,000 | 5.07% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 34,559 | 526,000 | 4.83% | ||
| 8 | LPL Financial LLC | 32,023 | 487,000 | 4.47% | ||
| 9 | WELLS FARGO & COMPANY/MN | 30,609 | 466,000 | 4.28% | ||
| 10 | GOODWIN DANIEL L | 26,387 | 401,000 | 3.68% | ||
| 11 | ProVise Management Group, LLC | 26,100 | 397,000 | 3.64% | ||
| 12 | ROYAL BANK OF CANADA | 23,212 | 353,000 | 3.24% | ||
| 13 | Tradewinds Capital Management, LLC | 23,095 | 352,000 | 3.23% | ||
| 14 | First Allied Advisory Services, Inc. | 15,437 | 235,000 | 2.16% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 12,349 | 188,000 | 1.73% | ||
| 16 | MORGAN STANLEY | 10,485 | 160,000 | 1.47% | ||
| 17 | VAN ECK ASSOCIATES CORP | 8,257 | 126,000 | 1.16% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 3,000 | 45,660 | 0.42% | ||
| 19 | CITIGROUP INC | 2,665 | 41,000 | 0.38% | ||
| 20 | SIGNATUREFD, LLC | 1,350 | 21,000 | 0.19% | ||
| 21 | BENJAMIN F. EDWARDS & COMPANY, INC. | 725 | 11,000 | 0.10% | ||
| 22 | NORTHERN TRUST CORP | 11,065 | 2,000 | 0.02% | ||
| 23 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
