| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 231,816 | 3,600,000 | 22.76% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 132,453 | 2,057,000 | 13.00% | ||
| 3 | Affiance Financial, LLC | 105,051 | 1,631,000 | 10.31% | ||
| 4 | UBS Group AG | 83,709 | 1,300,000 | 8.22% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 82,232 | 1,277,000 | 8.07% | ||
| 6 | ProVise Management Group, LLC | 49,725 | 772,000 | 4.88% | ||
| 7 | iAB Financial Bank | 31,448 | 488,000 | 3.08% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 31,117 | 483,000 | 3.05% | ||
| 9 | WELLS FARGO & COMPANY/MN | 28,308 | 440,000 | 2.78% | ||
| 10 | TOTAL INVESTMENT MANAGEMENT INC | 27,528 | 428,000 | 2.71% | ||
| 11 | Oxbow Advisors, LLC | 23,960 | 372,000 | 2.35% | ||
| 12 | LPL Financial LLC | 22,585 | 352,000 | 2.23% | ||
| 13 | First Allied Advisory Services, Inc. | 20,443 | 317,000 | 2.00% | ||
| 14 | VAN ECK ASSOCIATES CORP | 19,058 | 296,000 | 1.87% | ||
| 15 | GOODWIN DANIEL L | 18,387 | 285,000 | 1.80% | ||
| 16 | Stratos Wealth Partners, LTD. | 16,349 | 254,000 | 1.61% | ||
| 17 | MORGAN STANLEY | 15,930 | 247,000 | 1.56% | ||
| 18 | ADVISOR GROUP, INC. | 14,420 | 224,000 | 1.42% | ||
| 19 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13,468 | 209,000 | 1.32% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 13,035 | 202,000 | 1.28% | ||
| 21 | LEJEUNE PUETZ INVESTMENT COUNSEL LLC | 8,600 | 134,000 | 0.85% | ||
| 22 | ROYAL BANK OF CANADA | 8,215 | 128,000 | 0.81% | ||
| 23 | FIFTH THIRD BANCORP | 6,000 | 93,000 | 0.59% | ||
| 24 | Creative Planning | 5,297 | 82,000 | 0.52% | ||
| 25 | CENTRAL TRUST Co | 4,600 | 71,000 | 0.45% | ||
| 26 | IFP ADVISORS, INC | 3,381 | 53,000 | 0.34% | ||
| 27 | Carroll Financial Associates, Inc. | 775 | 12,000 | 0.08% | ||
| 28 | BENJAMIN F. EDWARDS & COMPANY, INC. | 725 | 11,000 | 0.07% | ||
| 29 | NORTHERN TRUST CORP | 11,065 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
