| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 153,887 | 3,001,000 | 21.86% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 100,249 | 1,955,000 | 14.24% | ||
| 3 | Advisors Asset Management, Inc. | 94,981 | 1,852,000 | 13.49% | ||
| 4 | UBS Group AG | 71,533 | 1,395,000 | 10.16% | ||
| 5 | WELLS FARGO & COMPANY/MN | 69,065 | 1,347,000 | 9.81% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 61,572 | 1,201,000 | 8.75% | ||
| 7 | Shaker Financial Services, LLC | 48,241 | 941,000 | 6.85% | ||
| 8 | Janney Montgomery Scott LLC | 20,093 | 392,000 | 2.86% | ||
| 9 | MORGAN STANLEY | 19,918 | 388,000 | 2.83% | ||
| 10 | DOLIVER ADVISORS, LP | 19,608 | 382,000 | 2.78% | ||
| 11 | CORNERSTONE ADVISORS INC | 15,746 | 307,000 | 2.24% | ||
| 12 | LPL Financial LLC | 14,695 | 286,000 | 2.08% | ||
| 13 | CITIGROUP INC | 4,915 | 96,000 | 0.70% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,000 | 78,000 | 0.57% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 1,720 | 34,000 | 0.25% | ||
| 16 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,500 | 29,000 | 0.21% | ||
| 17 | BANK OF MONTREAL /CAN/ | 1,250 | 24,000 | 0.17% | ||
| 18 | Hanson & Doremus Investment Management | 142 | 12,000 | 0.09% | ||
| 19 | DEUTSCHE BANK AG\ | 550 | 10,000 | 0.07% | ||
| 20 | Tower Research Capital LLC (TRC) | 13 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
