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GUGGENHEIM EQ WEIGHT ENHANC
GUGGENHEIM EQ WEIGHT ENHANC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 23 Institutional holders with a total value of $17,498,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 260,281 4,295,000 24.55%
2 ROYAL BANK OF CANADA 156,164 2,574,000 14.71%
3 BANK OF AMERICA CORP /DE/ 116,123 1,914,000 10.94%
4 UBS Group AG 95,805 1,579,000 9.02%
5 Advisors Asset Management, Inc. 79,649 1,314,000 7.51%
6 WELLS FARGO & COMPANY/MN 76,204 1,256,000 7.18%
7 RAYMOND JAMES & ASSOCIATES 70,091 1,155,000 6.60%
8 Shaker Financial Services, LLC 48,387 797,000 4.55%
9 WOLVERINE ASSET MANAGEMENT LLC 26,541 437,000 2.50%
10 BB&T SECURITIES, LLC 21,741 358,000 2.05%
11 Raymond James Financial Services Advisors, Inc. 21,235 350,000 2.00%
12 Janney Montgomery Scott LLC 19,847 327,000 1.87%
13 WEDBUSH SECURITIES INC 15,842 261,000 1.49%
14 DOLIVER ADVISORS, LP 13,478 222,000 1.27%
15 MORGAN STANLEY 12,788 211,000 1.21%
16 AMERIPRISE FINANCIAL INC 10,013 165,000 0.94%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 9,000 148,000 0.85%
18 CITIGROUP INC 5,199 86,000 0.49%
19 PNC FINANCIAL SERVICES GROUP, INC. 1,520 25,000 0.14%
20 Hanson & Doremus Investment Management 142 10,000 0.06%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 8,000 0.05%
22 DEUTSCHE BANK AG\ 275 4,000 0.02%
23 Tower Research Capital LLC (TRC) 95 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.