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GUGGENHEIM EQ WEIGHT ENHANC
GUGGENHEIM EQ WEIGHT ENHANC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 29 Institutional holders with a total value of $20,594,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 261,018 4,265,000 20.71%
2 ROYAL BANK OF CANADA 166,541 2,721,000 13.21%
3 Shaker Financial Services, LLC 125,007 2,043,000 9.92%
4 BANK OF AMERICA CORP /DE/ 115,820 1,892,000 9.19%
5 UBS Group AG 90,485 1,479,000 7.18%
6 WELLS FARGO & COMPANY/MN 79,011 1,291,000 6.27%
7 Advisors Asset Management, Inc. 73,639 1,203,000 5.84%
8 RAYMOND JAMES & ASSOCIATES 71,475 1,168,000 5.67%
9 WOLVERINE ASSET MANAGEMENT LLC 53,304 870,000 4.22%
10 Raymond James Financial Services Advisors, Inc. 25,917 423,000 2.05%
11 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 24,228 396,000 1.92%
12 BB&T SECURITIES, LLC 22,843 373,000 1.81%
13 WEDBUSH SECURITIES INC 20,740 339,000 1.65%
14 Janney Montgomery Scott LLC 19,349 316,000 1.53%
15 SG Americas Securities, LLC 17,079 279,000 1.35%
16 CLOUGH CAPITAL PARTNERS L P 15,500 253,000 1.23%
17 LPL Financial LLC 15,160 245,000 1.19%
18 Curi Capital, LLC 14,288 233,000 1.13%
19 DOLIVER ADVISORS, LP 11,358 186,000 0.90%
20 AMERIPRISE FINANCIAL INC 10,813 177,000 0.86%
21 MORGAN STANLEY 9,302 152,000 0.74%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 9,000 147,000 0.71%
23 CITIGROUP INC 5,248 85,000 0.41%
24 IFP ADVISORS, INC 1,074 18,000 0.09%
25 Tower Research Capital LLC (TRC) 935 15,000 0.07%
26 Hanson & Doremus Investment Management 142 11,000 0.05%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 8,000 0.04%
28 DEUTSCHE BANK AG\ 275 4,000 0.02%
29 JPMORGAN CHASE & CO 123 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.