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GUGGENHEIM EQ WEIGHT ENHANC
GUGGENHEIM EQ WEIGHT ENHANC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $23,337,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 246,704 4,152,000 17.79%
2 GUGGENHEIM CAPITAL LLC 169,318 2,849,000 12.21%
3 Shaker Financial Services, LLC 140,286 2,361,000 10.12%
4 Advisors Asset Management, Inc. 136,565 2,298,000 9.85%
5 WELLS FARGO & COMPANY/MN 122,064 2,055,000 8.81%
6 BANK OF AMERICA CORP /DE/ 107,191 1,804,000 7.73%
7 UBS Group AG 97,657 1,644,000 7.04%
8 RAYMOND JAMES & ASSOCIATES 97,624 1,643,000 7.04%
9 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 81,208 1,367,000 5.86%
10 WEDBUSH SECURITIES INC 42,814 721,000 3.09%
11 DEUTSCHE BANK AG\ 24,869 418,000 1.79%
12 Raymond James Financial Services Advisors, Inc. 20,187 340,000 1.46%
13 AMERIPRISE FINANCIAL INC 17,987 303,000 1.30%
14 BB&T SECURITIES, LLC 17,937 301,000 1.29%
15 Invesco Ltd. 15,284 257,000 1.10%
16 Janney Montgomery Scott LLC 12,830 216,000 0.93%
17 CLOUGH CAPITAL PARTNERS L P 11,900 200,000 0.86%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 11,750 198,000 0.85%
19 CITIGROUP INC 5,864 99,000 0.42%
20 ADVISOR GROUP, INC. 2,600 44,000 0.19%
21 MORGAN STANLEY 2,072 35,000 0.15%
22 IFP ADVISORS, INC 1,074 18,000 0.08%
23 Hanson & Doremus Investment Management 142 12,000 0.05%
24 JPMORGAN CHASE & CO 123 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.