| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 260,281 | 4,781,000 | 28.22% | ||
| 2 | ROYAL BANK OF CANADA | 147,274 | 2,713,000 | 16.01% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 112,166 | 2,066,000 | 12.19% | ||
| 4 | Advisors Asset Management, Inc. | 86,342 | 1,586,000 | 9.36% | ||
| 5 | WELLS FARGO & COMPANY/MN | 79,466 | 1,464,000 | 8.64% | ||
| 6 | UBS Group AG | 76,350 | 1,406,000 | 8.30% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 63,303 | 1,166,000 | 6.88% | ||
| 8 | Janney Montgomery Scott LLC | 20,089 | 370,045 | 2.18% | ||
| 9 | DOLIVER ADVISORS, LP | 17,848 | 329,000 | 1.94% | ||
| 10 | MORGAN STANLEY | 14,496 | 267,000 | 1.58% | ||
| 11 | WEDBUSH SECURITIES INC | 12,739 | 235,000 | 1.39% | ||
| 12 | LPL Financial LLC | 11,155 | 208,000 | 1.23% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 5,811 | 107,000 | 0.63% | ||
| 14 | CITIGROUP INC | 5,181 | 95,000 | 0.56% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,000 | 74,000 | 0.44% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 1,720 | 32,000 | 0.19% | ||
| 17 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,500 | 28,000 | 0.17% | ||
| 18 | Hanson & Doremus Investment Management | 142 | 12,000 | 0.07% | ||
| 19 | DEUTSCHE BANK AG\ | 275 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
