| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 261,018 | 4,312,000 | 17.74% | ||
| 2 | ROYAL BANK OF CANADA | 237,944 | 3,927,000 | 16.15% | ||
| 3 | Shaker Financial Services, LLC | 213,705 | 3,527,000 | 14.51% | ||
| 4 | WELLS FARGO & COMPANY/MN | 115,117 | 1,899,000 | 7.81% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 110,227 | 1,818,000 | 7.48% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 104,318 | 1,721,000 | 7.08% | ||
| 7 | UBS Group AG | 94,031 | 1,552,000 | 6.38% | ||
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 82,731 | 1,366,000 | 5.62% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 73,537 | 1,214,000 | 4.99% | ||
| 10 | WEDBUSH SECURITIES INC | 39,357 | 649,000 | 2.67% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 20,431 | 337,000 | 1.39% | ||
| 12 | CLOUGH CAPITAL PARTNERS L P | 20,300 | 335,000 | 1.38% | ||
| 13 | Janney Montgomery Scott LLC | 19,349 | 316,000 | 1.30% | ||
| 14 | AMERIPRISE FINANCIAL INC | 17,287 | 285,000 | 1.17% | ||
| 15 | BB&T SECURITIES, LLC | 16,968 | 280,000 | 1.15% | ||
| 16 | DOLIVER ADVISORS, LP | 15,822 | 263,000 | 1.08% | ||
| 17 | Invesco Ltd. | 11,027 | 182,000 | 0.75% | ||
| 18 | BENJAMIN F. EDWARDS & COMPANY, INC. | 9,750 | 161,000 | 0.66% | ||
| 19 | CITIGROUP INC | 5,842 | 97,000 | 0.40% | ||
| 20 | MORGAN STANLEY | 2,153 | 36,000 | 0.15% | ||
| 21 | IFP ADVISORS, INC | 1,074 | 18,000 | 0.07% | ||
| 22 | Hanson & Doremus Investment Management | 142 | 12,000 | 0.05% | ||
| 23 | JPMORGAN CHASE & CO | 123 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
