Dark
Light
System
Security
GUGGENHEIM EQ WEIGHT ENHANC
GUGGENHEIM EQ WEIGHT ENHANC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $24,152,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 123 2,000 0.01%
2 Tower Research Capital LLC (TRC) 206 3,000 0.01%
3 Hanson & Doremus Investment Management 142 11,000 0.05%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 750 12,000 0.05%
5 IFP ADVISORS, INC 1,074 17,000 0.07%
6 MORGAN STANLEY 6,702 108,000 0.45%
7 CITIGROUP INC 9,321 151,000 0.63%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 9,500 153,000 0.63%
9 AMERIPRISE FINANCIAL INC 12,337 181,000 0.75%
10 LPL Financial LLC 13,210 211,000 0.87%
11 BB&T SECURITIES, LLC 15,093 243,000 1.01%
12 CLOUGH CAPITAL PARTNERS L P 15,500 250,000 1.04%
13 Janney Montgomery Scott LLC 16,773 271,000 1.12%
14 Karpus Management, Inc. 18,449 298,000 1.23%
15 DOLIVER ADVISORS, LP 19,383 313,000 1.30%
16 CORNERSTONE ADVISORS INC 23,200 375,000 1.55%
17 WEDBUSH SECURITIES INC 34,198 552,000 2.29%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 43,867 708,000 2.93%
19 Raymond James Financial Services Advisors, Inc. 58,664 947,000 3.92%
20 Advisors Asset Management, Inc. 65,099 1,051,000 4.35%
21 RAYMOND JAMES & ASSOCIATES 66,942 1,081,000 4.48%
22 UBS Group AG 88,085 1,423,000 5.89%
23 WOLVERINE ASSET MANAGEMENT LLC 88,751 1,433,000 5.93%
24 BANK OF AMERICA CORP /DE/ 106,730 1,724,000 7.14%
25 WELLS FARGO & COMPANY/MN 115,851 1,871,000 7.75%
26 Shaker Financial Services, LLC 175,315 2,831,000 11.72%
27 ROYAL BANK OF CANADA 230,101 3,716,000 15.39%
28 GUGGENHEIM CAPITAL LLC 261,018 4,216,000 17.46%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.