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GUGGENHEIM EQ WEIGHT ENHANC
GUGGENHEIM EQ WEIGHT ENHANC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 23 Institutional holders with a total value of $24,309,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 123 2,000 0.01%
2 Hanson & Doremus Investment Management 142 12,000 0.05%
3 IFP ADVISORS, INC 1,074 18,000 0.07%
4 MORGAN STANLEY 2,153 36,000 0.15%
5 CITIGROUP INC 5,842 97,000 0.40%
6 BENJAMIN F. EDWARDS & COMPANY, INC. 9,750 161,000 0.66%
7 Invesco Ltd. 11,027 182,000 0.75%
8 DOLIVER ADVISORS, LP 15,822 263,000 1.08%
9 BB&T SECURITIES, LLC 16,968 280,000 1.15%
10 AMERIPRISE FINANCIAL INC 17,287 285,000 1.17%
11 Janney Montgomery Scott LLC 19,349 316,000 1.30%
12 CLOUGH CAPITAL PARTNERS L P 20,300 335,000 1.38%
13 Raymond James Financial Services Advisors, Inc. 20,431 337,000 1.39%
14 WEDBUSH SECURITIES INC 39,357 649,000 2.67%
15 RAYMOND JAMES & ASSOCIATES 73,537 1,214,000 4.99%
16 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 82,731 1,366,000 5.62%
17 UBS Group AG 94,031 1,552,000 6.38%
18 BANK OF AMERICA CORP /DE/ 104,318 1,721,000 7.08%
19 WOLVERINE ASSET MANAGEMENT LLC 110,227 1,818,000 7.48%
20 WELLS FARGO & COMPANY/MN 115,117 1,899,000 7.81%
21 Shaker Financial Services, LLC 213,705 3,527,000 14.51%
22 ROYAL BANK OF CANADA 237,944 3,927,000 16.15%
23 GUGGENHEIM CAPITAL LLC 261,018 4,312,000 17.74%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.