| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 405,210 | 3,602,000 | 66.61% | ||
| 2 | Virtu KCG Holdings LLC | 60,938 | 542,000 | 10.02% | ||
| 3 | Anson Funds Management LP | 51,217 | 455,000 | 8.41% | ||
| 4 | Schonfeld Group Holdings LLC | 27,800 | 247,000 | 4.57% | ||
| 5 | GOLDMAN SACHS GROUP INC | 14,100 | 125,000 | 2.31% | ||
| 6 | Platte River Capital LLC | 13,000 | 116,000 | 2.14% | ||
| 7 | MORGAN STANLEY | 7,300 | 65,000 | 1.20% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 6,395 | 57,000 | 1.05% | ||
| 9 | UBS Group AG | 4,579 | 41,000 | 0.76% | ||
| 10 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,326 | 38,000 | 0.70% | ||
| 11 | WELLS FARGO & COMPANY/MN | 4,006 | 36,000 | 0.67% | ||
| 12 | Sandy Spring Bank | 2,667 | 24,000 | 0.44% | ||
| 13 | Creative Planning | 2,000 | 18,000 | 0.33% | ||
| 14 | ROYAL BANK OF CANADA | 1,900 | 17,000 | 0.31% | ||
| 15 | CITIGROUP INC | 1,000 | 9,000 | 0.17% | ||
| 16 | Kistler-Tiffany Companies, LLC | 675 | 6,000 | 0.11% | ||
| 17 | ASSETMARK, INC | 500 | 4,000 | 0.07% | ||
| 18 | PACIFIC FINANCIAL GROUP INC | 450 | 4,000 | 0.07% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 208 | 2,000 | 0.04% | ||
| 20 | D.A. DAVIDSON & CO. | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
