| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 420,107 | 2,781,000 | 62.15% | ||
| 2 | LPL Financial LLC | 122,800 | 826,000 | 18.46% | ||
| 3 | IFP ADVISORS, INC | 36,935 | 244,000 | 5.45% | ||
| 4 | Compagnie Lombard Odier SCmA | 16,000 | 106,000 | 2.37% | ||
| 5 | Formidable Asset Management, LLC | 15,000 | 99,000 | 2.21% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 14,797 | 98,000 | 2.19% | ||
| 7 | US FINANCIAL ADVISORS, LLC | 12,000 | 80,000 | 1.79% | ||
| 8 | MORGAN STANLEY | 11,578 | 77,000 | 1.72% | ||
| 9 | Creative Planning | 7,500 | 50,000 | 1.12% | ||
| 10 | UBS Group AG | 4,822 | 32,000 | 0.72% | ||
| 11 | WELLS FARGO & COMPANY/MN | 4,414 | 29,000 | 0.65% | ||
| 12 | Sandy Spring Bank | 2,667 | 18,000 | 0.40% | ||
| 13 | US BANCORP \DE\ | 2,100 | 14,000 | 0.31% | ||
| 14 | DEUTSCHE BANK AG\ | 1,100 | 7,000 | 0.16% | ||
| 15 | CITIGROUP INC | 1,000 | 7,000 | 0.16% | ||
| 16 | Kistler-Tiffany Companies, LLC | 723 | 5,000 | 0.11% | ||
| 17 | Tower Research Capital LLC (TRC) | 94 | 1,000 | 0.02% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 208 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
