| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 420,107 | 2,945,000 | 69.54% | ||
| 2 | LPL Financial LLC | 57,108 | 406,000 | 9.59% | ||
| 3 | MORGAN STANLEY | 44,828 | 314,000 | 7.41% | ||
| 4 | Compagnie Lombard Odier SCmA | 16,000 | 113,000 | 2.67% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 12,695 | 89,000 | 2.10% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,101 | 78,000 | 1.84% | ||
| 7 | US FINANCIAL ADVISORS, LLC | 10,500 | 74,000 | 1.75% | ||
| 8 | UBS Group AG | 8,773 | 62,000 | 1.46% | ||
| 9 | Creative Planning | 7,500 | 53,000 | 1.25% | ||
| 10 | WELLS FARGO & COMPANY/MN | 4,413 | 31,000 | 0.73% | ||
| 11 | Sandy Spring Bank | 2,667 | 19,000 | 0.45% | ||
| 12 | US BANCORP \DE\ | 2,100 | 15,000 | 0.35% | ||
| 13 | Formidable Asset Management, LLC | 15,000 | 15,000 | 0.35% | ||
| 14 | CITIGROUP INC | 1,000 | 7,000 | 0.17% | ||
| 15 | Kistler-Tiffany Companies, LLC | 723 | 5,000 | 0.12% | ||
| 16 | Tower Research Capital LLC (TRC) | 609 | 4,000 | 0.09% | ||
| 17 | DEUTSCHE BANK AG\ | 570 | 3,000 | 0.07% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 208 | 1,000 | 0.02% | ||
| 19 | ROYAL BANK OF CANADA | 100 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
