| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 405,210 | 3,754,000 | 84.68% | ||
| 2 | MORGAN STANLEY | 21,639 | 201,000 | 4.53% | ||
| 3 | LPL Financial LLC | 13,170 | 123,000 | 2.77% | ||
| 4 | Platte River Capital LLC | 13,000 | 120,000 | 2.71% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 6,395 | 59,000 | 1.33% | ||
| 6 | WELLS FARGO & COMPANY/MN | 4,405 | 41,000 | 0.92% | ||
| 7 | UBS Group AG | 4,049 | 38,000 | 0.86% | ||
| 8 | DEUTSCHE BANK AG\ | 3,200 | 28,000 | 0.63% | ||
| 9 | Sandy Spring Bank | 2,667 | 25,000 | 0.56% | ||
| 10 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,334 | 12,000 | 0.27% | ||
| 11 | Creative Planning | 1,000 | 9,000 | 0.20% | ||
| 12 | CITIGROUP INC | 1,000 | 9,000 | 0.20% | ||
| 13 | Kistler-Tiffany Companies, LLC | 723 | 7,000 | 0.16% | ||
| 14 | US FINANCIAL ADVISORS, LLC | 400 | 4,000 | 0.09% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 208 | 2,000 | 0.05% | ||
| 16 | ROYAL BANK OF CANADA | 100 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
