| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 423,002 | 2,652,000 | 52.83% | ||
| 2 | DOLIVER ADVISORS, LP | 109,858 | 689,000 | 13.73% | ||
| 3 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 100,000 | 628,000 | 12.51% | ||
| 4 | LPL Financial LLC | 44,410 | 278,000 | 5.54% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 31,850 | 200,000 | 3.98% | ||
| 6 | Gramercy Funds Management LLC | 26,969 | 169,000 | 3.37% | ||
| 7 | Compagnie Lombard Odier SCmA | 16,408 | 103,000 | 2.05% | ||
| 8 | CWM, LLC | 9,100 | 57,000 | 1.14% | ||
| 9 | UBS Group AG | 8,223 | 52,000 | 1.04% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 6,747 | 42,000 | 0.84% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,408 | 40,000 | 0.80% | ||
| 12 | MORGAN STANLEY | 4,921 | 31,000 | 0.62% | ||
| 13 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,381 | 28,000 | 0.56% | ||
| 14 | Sandy Spring Bank | 2,667 | 17,000 | 0.34% | ||
| 15 | IFP ADVISORS, INC | 1,425 | 9,000 | 0.18% | ||
| 16 | D.A. DAVIDSON & CO. | 1,538 | 9,000 | 0.18% | ||
| 17 | CITIGROUP INC | 1,000 | 6,000 | 0.12% | ||
| 18 | Kistler-Tiffany Companies, LLC | 740 | 5,000 | 0.10% | ||
| 19 | Creative Planning | 500 | 3,000 | 0.06% | ||
| 20 | WELLS FARGO & COMPANY/MN | 309 | 2,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
