| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GENEOS WEALTH MANAGEMENT INC. | 200 | 1,000 | 0.02% | ||
| 2 | Kistler-Tiffany Companies, LLC | 740 | 5,000 | 0.11% | ||
| 3 | DEUTSCHE BANK AG\ | 1,100 | 7,000 | 0.15% | ||
| 4 | CITIGROUP INC | 1,000 | 7,000 | 0.15% | ||
| 5 | UBS Group AG | 2,038 | 14,000 | 0.30% | ||
| 6 | US BANCORP \DE\ | 2,100 | 15,000 | 0.32% | ||
| 7 | Sandy Spring Bank | 2,667 | 19,000 | 0.41% | ||
| 8 | WELLS FARGO & COMPANY/MN | 3,005 | 21,000 | 0.45% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,908 | 27,000 | 0.58% | ||
| 10 | Creative Planning | 7,500 | 53,000 | 1.15% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 8,019 | 56,000 | 1.21% | ||
| 12 | IFP ADVISORS, INC | 8,175 | 57,000 | 1.23% | ||
| 13 | MORGAN STANLEY | 11,007 | 77,000 | 1.67% | ||
| 14 | CWM, LLC | 12,000 | 84,000 | 1.82% | ||
| 15 | Compagnie Lombard Odier SCmA | 16,408 | 114,000 | 2.47% | ||
| 16 | TFS CAPITAL LLC | 18,295 | 128,000 | 2.77% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 20,450 | 143,000 | 3.09% | ||
| 18 | Virtu KCG Holdings LLC | 23,441 | 164,000 | 3.55% | ||
| 19 | DOLIVER ADVISORS, LP | 28,002 | 196,000 | 4.24% | ||
| 20 | LPL Financial LLC | 66,310 | 468,000 | 10.13% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 423,002 | 2,965,000 | 64.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
