Dark
Light
System
Security
MAINSTAY MACKAY DEFINEDTERM FD COM
MAINSTAY MACKAY DEFINEDTERM FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 40 Institutional holders with a total value of $122,976,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CREDIT AGRICOLE S A 1,316,828 50,763,000 41.28%
2 BANK OF AMERICA CORP /DE/ 892,797 17,186,000 13.98%
3 MORGAN STANLEY 509,015 9,798,000 7.97%
4 RAYMOND JAMES & ASSOCIATES 455,284 8,764,000 7.13%
5 GUGGENHEIM CAPITAL LLC 390,879 7,524,000 6.12%
6 Advisors Asset Management, Inc. 217,921 4,195,000 3.41%
7 UBS Group AG 209,846 4,040,000 3.29%
8 WELLS FARGO & COMPANY/MN 151,735 2,921,000 2.38%
9 Raymond James Financial Services Advisors, Inc. 140,964 2,714,000 2.21%
10 Invesco Ltd. 98,319 1,893,000 1.54%
11 ROBINSON CAPITAL MANAGEMENT, LLC 77,517 1,492,000 1.21%
12 USCA RIA LLC 69,968 1,347,000 1.10%
13 VAN ECK ASSOCIATES CORP 56,891 1,095,000 0.89%
14 ROYAL BANK OF CANADA 54,367 1,047,000 0.85%
15 FIRST TRUST ADVISORS LP 49,801 959,000 0.78%
16 ArchPoint Investors 41,043 790,000 0.64%
17 Stratos Wealth Partners, LTD. 34,850 671,000 0.55%
18 LPL Financial LLC 32,682 627,000 0.51%
19 Advisory Services Network, LLC 28,000 539,000 0.44%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 27,412 527,000 0.43%
21 STIFEL FINANCIAL CORP 27,267 525,000 0.43%
22 Summit Financial Wealth Advisors, LLC 24,850 478,000 0.39%
23 Regal Investment Advisors LLC 21,169 408,000 0.33%
24 TRUE PRIVATE WEALTH ADVISORS 19,900 386,000 0.31%
25 Janney Montgomery Scott LLC 19,191 369,000 0.30%
26 Cetera Advisors LLC 16,337 315,000 0.26%
27 AMERIPRISE FINANCIAL INC 13,584 261,000 0.21%
28 CITIGROUP INC 12,750 245,000 0.20%
29 US BANCORP \DE\ 12,500 241,000 0.20%
30 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 12,200 234,000 0.19%
31 ALLEGIS INVESTMENT ADVISORS, LLC 10,137 195,000 0.16%
32 PNC FINANCIAL SERVICES GROUP, INC. 6,250 121,000 0.10%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,634 109,000 0.09%
34 SG Americas Securities, LLC 5,621 108,000 0.09%
35 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,800 35,000 0.03%
36 BELL ROCK CAPITAL LLC 1,000 19,000 0.02%
37 NEXT Financial Group, Inc 794 15,000 0.01%
38 SEI INVESTMENTS CO 667 13,000 0.01%
39 BlackRock Finance, Inc. 212 4,000 0.00%
40 SRS CAPITAL ADVISORS, INC. 165 3,000 0.00% SH

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.