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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 56 Institutional holders with a total value of $71,597,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 8 0 0.00%
2 CUTLER GROUP LLC / CA 4,000 2,000 0.00% Put
3 Tower Research Capital LLC (TRC) 352 6,000 0.01%
4 IFP ADVISORS, INC 793 12,000 0.02%
5 BANK OF AMERICA CORP /DE/ 1,000 16,000 0.02%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 16,000 0.02%
7 North Star Investment Management Corp. 1,500 24,000 0.03%
8 ADVISOR GROUP, INC. 1,900 30,000 0.04%
9 PNC FINANCIAL SERVICES GROUP, INC. 2,000 32,000 0.04%
10 Creative Planning 5,025 79,000 0.11%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,271 83,000 0.12%
12 CITIGROUP INC 8,600 135,000 0.19%
13 BOKF, NA 10,000 157,000 0.22%
14 Yorktown Management & Research Co Inc 13,000 204,000 0.28%
15 Cambridge Investment Research Advisors, Inc. 13,049 205,000 0.29%
16 Dynamic Technology Lab Private Ltd 13,064 205,000 0.29%
17 WELLS FARGO & COMPANY/MN 13,100 206,000 0.29%
18 Freestone Capital Holdings, LLC 13,346 210,000 0.29%
19 CITADEL ADVISORS LLC 15,439 243,000 0.34%
20 TFS CAPITAL LLC 16,110 253,000 0.35%
21 ROYAL BANK OF CANADA 16,278 256,000 0.36%
22 Clear Harbor Asset Management, LLC 16,635 262,000 0.37%
23 GSA CAPITAL PARTNERS LLP 18,000 283,000 0.40%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,200 333,000 0.47%
25 Raymond James Financial Services Advisors, Inc. 21,964 345,000 0.48%
26 Nationwide Fund Advisors 25,000 393,000 0.55%
27 ROTHSCHILD INVESTMENT LLC /IL 27,850 438,000 0.61%
28 OPPENHEIMER & CO INC 29,348 462,000 0.65%
29 BAIRD FINANCIAL GROUP, INC. 31,502 496,000 0.69%
30 SILVER CAPITAL MANAGEMENT LLC 35,334 556,000 0.78%
31 B. Riley Wealth Advisors, Inc. 36,759 579,000 0.81%
32 SALZHAUER MICHAEL 38,480 605,000 0.85%
33 WESPAC Advisors, LLC 43,085 678,000 0.95%
34 MILLENNIUM MANAGEMENT LLC 44,819 705,000 0.98%
35 JPMORGAN CHASE & CO 52,831 831,000 1.16%
36 NUVEEN ASSET MANAGEMENT INC. 55,808 878,000 1.23%
37 BRIDGEWAY CAPITAL MANAGEMENT, LLC 61,403 966,000 1.35%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 62,065 976,000 1.36%
39 MORGAN STANLEY 63,634 1,002,000 1.40%
40 STEPHENS INC /AR/ 70,408 1,108,000 1.55%
41 MCKINLEY CAPITAL MANAGEMENT LLC 73,775 1,160,000 1.62%
42 Geneva Advisors, LLC 78,719 1,238,000 1.73%
43 BlackRock Group LTD 80,321 1,263,000 1.76%
44 Sumitomo Mitsui DS Asset Management Company, Ltd 80,484 1,266,000 1.77%
45 TWO SIGMA ADVISERS, LP 88,900 1,398,000 1.95%
46 RAYMOND JAMES & ASSOCIATES 88,981 1,400,000 1.96%
47 Chicago Partners Investment Group LLC 90,491 1,423,000 1.99%
48 BARD ASSOCIATES INC 119,987 1,887,000 2.64%
49 TWO SIGMA INVESTMENTS, LP 125,778 1,978,000 2.76%
50 Homrich & Berg 125,875 1,980,000 2.77%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.