| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 121,170 | 1,809,000 | 23.69% | ||
| 2 | PRIVATE MANAGEMENT GROUP INC | 88,892 | 1,327,000 | 17.38% | ||
| 3 | MORGAN STANLEY | 71,864 | 1,073,000 | 14.05% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 68,052 | 1,016,000 | 13.31% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 49,913 | 745,000 | 9.76% | ||
| 6 | WELLS FARGO & COMPANY/MN | 33,472 | 500,000 | 6.55% | ||
| 7 | LPL Financial LLC | 25,097 | 375,000 | 4.91% | ||
| 8 | UBS AG | 24,258 | 363,000 | 4.75% | ||
| 9 | Efficient Market Advisors, LLC | 8,000 | 119,000 | 1.56% | ||
| 10 | Apriem Advisors | 5,000 | 75,000 | 0.98% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,684 | 55,000 | 0.72% | ||
| 12 | D.A. DAVIDSON & CO. | 3,450 | 51,000 | 0.67% | ||
| 13 | Creative Planning | 3,304 | 49,000 | 0.64% | ||
| 14 | MUFG Americas Holdings Corp | 1,827 | 27,000 | 0.35% | ||
| 15 | REILLY FINANCIAL ADVISORS, LLC | 1,256 | 19,000 | 0.25% | ||
| 16 | CITIGROUP INC | 1,106 | 17,000 | 0.22% | ||
| 17 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.13% | ||
| 18 | Community Financial Services Group, LLC | 336 | 5,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
