| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 91,580 | 1,392,000 | 29.21% | ||
| 2 | Invesco Ltd. | 56,224 | 855,000 | 17.94% | ||
| 3 | MORGAN STANLEY | 48,145 | 731,000 | 15.34% | ||
| 4 | LPL Financial LLC | 28,532 | 438,000 | 9.19% | ||
| 5 | WELLS FARGO & COMPANY/MN | 28,246 | 429,000 | 9.00% | ||
| 6 | UBS Group AG | 16,160 | 246,000 | 5.16% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 8,393 | 128,000 | 2.69% | ||
| 8 | Efficient Market Advisors, LLC | 8,000 | 122,000 | 2.56% | ||
| 9 | Apriem Advisors | 7,000 | 106,000 | 2.22% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,394 | 82,000 | 1.72% | ||
| 11 | D.A. DAVIDSON & CO. | 4,286 | 65,000 | 1.36% | ||
| 12 | Creative Planning | 4,259 | 65,000 | 1.36% | ||
| 13 | Windsor Capital Management, LLC | 4,077 | 61,000 | 1.28% | ||
| 14 | REILLY FINANCIAL ADVISORS, LLC | 1,256 | 19,000 | 0.40% | ||
| 15 | ROYAL BANK OF CANADA | 700 | 11,000 | 0.23% | ||
| 16 | HUNTINGTON NATIONAL BANK | 650 | 10,000 | 0.21% | PRN | |
| 17 | Community Financial Services Group, LLC | 336 | 5,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
