| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 133,679 | 2,059,000 | 24.89% | ||
| 2 | PRIVATE MANAGEMENT GROUP INC | 88,892 | 1,369,000 | 16.55% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 81,138 | 1,249,000 | 15.10% | ||
| 4 | MORGAN STANLEY | 79,734 | 1,228,000 | 14.84% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 50,300 | 775,000 | 9.37% | ||
| 6 | LPL Financial LLC | 27,397 | 424,000 | 5.12% | ||
| 7 | WELLS FARGO & COMPANY/MN | 24,856 | 382,000 | 4.62% | ||
| 8 | UBS AG | 22,880 | 352,000 | 4.25% | ||
| 9 | Efficient Market Advisors, LLC | 8,000 | 123,000 | 1.49% | ||
| 10 | Apriem Advisors | 5,000 | 77,000 | 0.93% | ||
| 11 | D.A. DAVIDSON & CO. | 4,091 | 63,000 | 0.76% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,684 | 57,000 | 0.69% | ||
| 13 | Creative Planning | 3,304 | 51,000 | 0.62% | ||
| 14 | MUFG Americas Holdings Corp | 1,827 | 28,000 | 0.34% | ||
| 15 | REILLY FINANCIAL ADVISORS, LLC | 1,256 | 19,000 | 0.23% | ||
| 16 | ROYAL BANK OF CANADA | 700 | 11,000 | 0.13% | ||
| 17 | Community Financial Services Group, LLC | 336 | 5,000 | 0.06% | ||
| 18 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
