| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 77,800 | 1,333,000 | 26.32% | ||
| 2 | LPL Financial LLC | 72,152 | 1,216,000 | 24.01% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 46,153 | 787,000 | 15.54% | ||
| 4 | WELLS FARGO & COMPANY/MN | 27,339 | 468,000 | 9.24% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 18,480 | 317,000 | 6.26% | ||
| 6 | UBS Group AG | 17,791 | 305,000 | 6.02% | ||
| 7 | IFP ADVISORS, INC | 17,630 | 302,000 | 5.96% | ||
| 8 | Apriem Advisors | 7,000 | 120,000 | 2.37% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,394 | 92,000 | 1.82% | ||
| 10 | Creative Planning | 1,930 | 33,000 | 0.65% | ||
| 11 | REILLY FINANCIAL ADVISORS, LLC | 1,256 | 22,000 | 0.43% | ||
| 12 | GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC | 1,000 | 17,000 | 0.34% | ||
| 13 | D.A. DAVIDSON & CO. | 947 | 16,000 | 0.32% | ||
| 14 | Tower Research Capital LLC (TRC) | 733 | 13,000 | 0.26% | ||
| 15 | ROYAL BANK OF CANADA | 700 | 12,000 | 0.24% | ||
| 16 | HUNTINGTON NATIONAL BANK | 650 | 11,000 | 0.22% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
