| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 109,061 | 1,680,000 | 28.96% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 92,533 | 1,425,000 | 24.56% | ||
| 3 | MORGAN STANLEY | 46,802 | 720,000 | 12.41% | ||
| 4 | LPL Financial LLC | 28,987 | 451,000 | 7.77% | ||
| 5 | WELLS FARGO & COMPANY/MN | 29,232 | 450,000 | 7.76% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 19,237 | 296,000 | 5.10% | ||
| 7 | UBS Group AG | 18,160 | 280,000 | 4.83% | ||
| 8 | Efficient Market Advisors, LLC | 8,000 | 123,000 | 2.12% | ||
| 9 | D.A. DAVIDSON & CO. | 6,947 | 106,000 | 1.83% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,394 | 83,000 | 1.43% | ||
| 11 | Apriem Advisors | 5,000 | 77,000 | 1.33% | ||
| 12 | Creative Planning | 4,259 | 66,000 | 1.14% | ||
| 13 | REILLY FINANCIAL ADVISORS, LLC | 1,256 | 19,000 | 0.33% | ||
| 14 | ROYAL BANK OF CANADA | 700 | 11,000 | 0.19% | ||
| 15 | HUNTINGTON NATIONAL BANK | 650 | 10,000 | 0.17% | ||
| 16 | Community Financial Services Group, LLC | 336 | 5,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
