| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 96,740 | 1,431,000 | 28.03% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 81,467 | 1,205,000 | 23.60% | ||
| 3 | MORGAN STANLEY | 53,145 | 786,000 | 15.39% | ||
| 4 | LPL Financial LLC | 30,187 | 446,000 | 8.73% | ||
| 5 | WELLS FARGO & COMPANY/MN | 28,305 | 419,000 | 8.21% | ||
| 6 | UBS Group AG | 21,048 | 312,000 | 6.11% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 8,438 | 125,000 | 2.45% | ||
| 8 | Efficient Market Advisors, LLC | 8,000 | 118,000 | 2.31% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,394 | 79,000 | 1.55% | ||
| 10 | Apriem Advisors | 5,000 | 74,000 | 1.45% | ||
| 11 | D.A. DAVIDSON & CO. | 4,286 | 63,000 | 1.23% | ||
| 12 | REILLY FINANCIAL ADVISORS, LLC | 1,256 | 19,000 | 0.37% | ||
| 13 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.20% | ||
| 14 | HUNTINGTON NATIONAL BANK | 650 | 10,000 | 0.20% | PRN | |
| 15 | Community Financial Services Group, LLC | 336 | 5,000 | 0.10% | ||
| 16 | Tower Research Capital LLC (TRC) | 250 | 4,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
