| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HUNTINGTON NATIONAL BANK | 650 | 10,000 | 0.16% | PRN | |
| 2 | ROYAL BANK OF CANADA | 700 | 12,000 | 0.19% | ||
| 3 | Tower Research Capital LLC (TRC) | 692 | 12,000 | 0.19% | ||
| 4 | D.A. DAVIDSON & CO. | 947 | 15,000 | 0.24% | ||
| 5 | GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC | 1,000 | 16,000 | 0.25% | ||
| 6 | REILLY FINANCIAL ADVISORS, LLC | 1,256 | 21,000 | 0.33% | ||
| 7 | Creative Planning | 4,259 | 71,000 | 1.11% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,394 | 91,000 | 1.43% | ||
| 9 | Apriem Advisors | 7,000 | 117,000 | 1.84% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 12,392 | 207,000 | 3.25% | ||
| 11 | IFP ADVISORS, INC | 15,466 | 258,000 | 4.05% | ||
| 12 | UBS Group AG | 17,397 | 291,000 | 4.57% | ||
| 13 | WELLS FARGO & COMPANY/MN | 28,141 | 470,000 | 7.37% | ||
| 14 | Invesco Ltd. | 46,644 | 779,000 | 12.22% | ||
| 15 | MORGAN STANLEY | 66,608 | 1,112,000 | 17.45% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 71,588 | 1,195,000 | 18.75% | ||
| 17 | LPL Financial LLC | 102,482 | 1,696,000 | 26.61% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
