| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 772,556 | 14,215,000 | 32.63% | ||
| 2 | BARCLAYS PLC | 309,243 | 5,562,000 | 12.77% | ||
| 3 | MARINER INVESTMENT GROUP LLC | 216,109 | 3,976,000 | 9.13% | ||
| 4 | Advisors Asset Management, Inc. | 186,715 | 3,436,000 | 7.89% | ||
| 5 | NEWGATE CAPITAL MANAGEMENT LLC | 162,604 | 2,992,000 | 6.87% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 116,642 | 2,146,000 | 4.93% | ||
| 7 | MORGAN STANLEY | 106,790 | 1,964,000 | 4.51% | ||
| 8 | COHEN & STEERS, INC. | 83,290 | 1,533,000 | 3.52% | ||
| 9 | Invesco Ltd. | 80,659 | 1,484,000 | 3.41% | ||
| 10 | UBS AG | 66,138 | 1,217,000 | 2.79% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 61,495 | 1,131,000 | 2.60% | ||
| 12 | LPL Financial LLC | 51,365 | 945,000 | 2.17% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 44,117 | 812,000 | 1.86% | ||
| 14 | Eos Management, L.P. | 34,075 | 627,000 | 1.44% | ||
| 15 | WELLS FARGO & COMPANY/MN | 18,127 | 334,000 | 0.77% | ||
| 16 | Shaker Financial Services, LLC | 15,115 | 278,000 | 0.64% | ||
| 17 | Cambridge Investment Research Advisors, Inc. | 14,507 | 267,000 | 0.61% | ||
| 18 | ROYAL BANK OF CANADA | 12,765 | 235,000 | 0.54% | ||
| 19 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 10,538 | 194,000 | 0.45% | ||
| 20 | CITIGROUP INC | 5,267 | 96,000 | 0.22% | ||
| 21 | SELZ CAPITAL LLC | 4,000 | 74,000 | 0.17% | ||
| 22 | Creative Planning | 625 | 12,000 | 0.03% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 550 | 10,000 | 0.02% | ||
| 24 | Clearbridge Investments, LLC | 560 | 10,000 | 0.02% | ||
| 25 | Tower Research Capital LLC (TRC) | 400 | 7,000 | 0.02% | ||
| 26 | MUFG Americas Holdings Corp | 54 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
