| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 411,571 | 6,223,000 | 11.30% | ||
| 2 | MARINER INVESTMENT GROUP LLC | 383,198 | 5,794,000 | 10.52% | ||
| 3 | Invesco Ltd. | 323,125 | 4,886,000 | 8.87% | ||
| 4 | JPMORGAN CHASE & CO | 321,815 | 4,866,000 | 8.83% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 271,557 | 4,105,000 | 7.45% | ||
| 6 | Advisors Asset Management, Inc. | 267,484 | 4,044,000 | 7.34% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 239,014 | 3,614,000 | 6.56% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 202,845 | 3,067,000 | 5.57% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 193,080 | 2,901,000 | 5.27% | ||
| 10 | COHEN & STEERS, INC. | 169,434 | 2,562,000 | 4.65% | ||
| 11 | Yorktown Management & Research Co Inc | 117,000 | 1,769,000 | 3.21% | ||
| 12 | WELLS FARGO & COMPANY/MN | 116,763 | 1,765,000 | 3.20% | ||
| 13 | UBS Group AG | 94,473 | 1,428,000 | 2.59% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 83,866 | 1,268,000 | 2.30% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 83,407 | 1,261,000 | 2.29% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 79,996 | 1,209,000 | 2.19% | ||
| 17 | LPL Financial LLC | 76,747 | 1,154,000 | 2.09% | ||
| 18 | AQR ARBITRAGE LLC | 49,445 | 748,000 | 1.36% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 35,872 | 542,000 | 0.98% | ||
| 20 | CREDIT SUISSE AG/ | 30,324 | 458,000 | 0.83% | ||
| 21 | IFP ADVISORS, INC | 18,100 | 274,000 | 0.50% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 17,748 | 268,000 | 0.49% | ||
| 23 | Camelot Portfolios, LLC | 15,000 | 227,000 | 0.41% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 12,732 | 193,000 | 0.35% | ||
| 25 | Atria Investments, Inc | 10,945 | 165,000 | 0.30% | ||
| 26 | Creative Planning | 9,625 | 146,000 | 0.26% | ||
| 27 | ROYAL BANK OF CANADA | 6,957 | 105,000 | 0.19% | ||
| 28 | MSI Financial Services Inc | 2,514 | 38,000 | 0.07% | ||
| 29 | Clearbridge Investments, LLC | 560 | 8,000 | 0.01% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 257 | 4,000 | 0.01% | ||
| 31 | GENEOS WEALTH MANAGEMENT INC. | 200 | 3,000 | 0.01% | ||
| 32 | CITIGROUP INC | 32 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
