| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 450,882 | 6,858,000 | 12.99% | ||
| 2 | MORGAN STANLEY | 414,867 | 6,311,000 | 11.95% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 400,364 | 6,090,000 | 11.53% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 362,205 | 5,509,000 | 10.43% | ||
| 5 | JPMORGAN CHASE & CO | 286,765 | 4,362,000 | 8.26% | ||
| 6 | Advisors Asset Management, Inc. | 255,723 | 3,890,000 | 7.37% | ||
| 7 | NEWGATE CAPITAL MANAGEMENT LLC | 247,494 | 3,741,000 | 7.08% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 202,108 | 3,074,000 | 5.82% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 168,098 | 2,557,000 | 4.84% | ||
| 10 | COHEN & STEERS, INC. | 126,146 | 1,919,000 | 3.63% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 93,556 | 1,436,000 | 2.72% | ||
| 12 | Yorktown Management & Research Co Inc | 92,500 | 1,407,000 | 2.66% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 88,789 | 1,350,000 | 2.56% | ||
| 14 | LPL Financial LLC | 49,534 | 746,000 | 1.41% | ||
| 15 | AQR ARBITRAGE LLC | 44,808 | 682,000 | 1.29% | ||
| 16 | BlueSpruce Investments, LP | 31,427 | 478,000 | 0.91% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 28,576 | 435,000 | 0.82% | ||
| 18 | UBS Group AG | 28,017 | 426,000 | 0.81% | ||
| 19 | WELLS FARGO & COMPANY/MN | 20,633 | 314,000 | 0.59% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 17,901 | 272,000 | 0.52% | ||
| 21 | DOLIVER ADVISORS, LP | 16,542 | 252,000 | 0.48% | ||
| 22 | Shaker Financial Services, LLC | 13,202 | 201,000 | 0.38% | ||
| 23 | ENVESTNET ASSET MANAGEMENT INC | 12,732 | 194,000 | 0.37% | ||
| 24 | Creative Planning | 9,625 | 146,000 | 0.28% | ||
| 25 | ROYAL BANK OF CANADA | 9,250 | 141,000 | 0.27% | ||
| 26 | Clearbridge Investments, LLC | 560 | 9,000 | 0.02% | ||
| 27 | RISK PARADIGM GROUP, LLC | 371 | 5,643 | 0.01% | ||
| 28 | CITIGROUP INC | 21 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
